Los Angeles, California

Privacy Policy

Important Information About Privacy And Certain Information Sharing

At LM Capital Group, LLC, we appreciate the trust our customers place in us and we recognize the importance of protecting the confidentiality of non-public personal information that we collect about them. The information is used to ensure accuracy in reporting and record keeping, and to carry out requested transactions. Keeping this in formation secure is a top priority and we are pleased to share with you our Privacy Policy for our Private Client customers.

  1. We collect non-public personal information about our customers from the following sources:
    • Applications or other forms (such as name, address, social security number, assets and income);
    • Customers’ transactions with us, and
    • Customer information from custodian statements.
  2. Our internal data security policies restrict access to non-public personal information to authorized employees. We maintain physical, electronic and procedural safeguards that are designed to comply with federal standards to guard non-public personal information. Employees who violate our data security policies are subject to disciplinary action, up to and including termination.
  3. We will not disclose non-public personal information about our customers and former customers to anyone without our customers authorization except as outlined below.
  4. We may disclose non-public personal information about our customers and former customers to non-affiliated third parties with whom we have contracted to perform services on our behalf, such as account servicing, fraud prevention and data processing services, as well as non-affiliated financial institutions with whom we have a brokerage relationship. We may disclose all of the information that we collect, as described above.
  5. We may also disclose non-public personal information about our customers and former customers as permitted or required by law.